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Recent Filings - Secondary Offerings
Date Company Location Amount
2018-09-11 PGT Innovations, Inc. North Venice, FL N/A
 The leading U.S. manufacturer and supplier of residential impact-resistant windows and doors.
2018-09-11 Annaly Capital Management Inc. (Annaly Mortgage) New York, NY $877.2 mil.
 Specializes in mortgage-backed securities investments
2018-09-11 Cadence Bancorporation Houston, TX $333.3 mil.
 A bank holding company
2018-09-10 VolitionRx Limited SINGAPORE $100.0 mil.
 A clinical stage life sciences company
2018-09-10 Falcon Minerals Corp Philadelphia, PA $400.0 mil.
 An oil and gas minerals company
2018-09-10 Endocyte Inc. West Lafayette, IN $175.0 mil.
 A bio-pharmaceutical company.
2018-09-10 NN, Inc. Johnson City, TN $200.0 mil.
 A manufacturer and supplier of high precision metal bearing components
2018-09-10 Otonomy, Inc. San Diego, CA $150.0 mil.
 A clinical-stage biopharmaceutical company
2018-09-10 New York Mortgage Trust Inc. New York, NY $100.0 mil.
 A residential mortgage banking company.
2018-09-10 Professional Diversity Network, LLC Chicago, IL $25.0 mil.
 Develops and operates online networks dedicated to serving diverse professionals in the United States.
2018-09-10 Pacific Biosciences of California Inc. Menlo Park, CA $60.0 mil.
 A bio-pharmaceutical company.
2018-09-07 Protagonist Therapeutics, Inc. Milpitas, CA $26.5 mil.
 A clinical-stage biopharmaceutical company
2018-09-07 Tracon Pharmaceuticals, Inc. San Diego, CA $11.6 mil.
 A clinical stage biopharmaceutical company
2018-09-07 Celsion Corp. Columbia, MD $75.5 mil.
 A fully-integrated development stage oncology drug company.
2018-09-07 Terra Tech Corp. Irvine, CA $100.0 mil.
 Develops a software product for call processing through voice-over-Internet protocol, or “VoIP”, technology.
2018-09-07 Cerecor Inc. Baltimore, MD $4.51 mil.
 A clinical-stage biopharmaceutical company
2018-09-07 Iovance Biotherapeutics, Inc. San Carlos, CA $250.0 mil.
 A clinical-stage biopharmaceutical company
2018-09-07 Marcus Corp. Milwaukee, WI $150.0 mil.
 A lodging and entertainment company.
2018-09-06 Dicerna Pharmaceuticals, Inc. Watertown, MA $100.0 mil.
 A biopharmaceutical company
2018-09-06 EnSync, Inc. Menomonee Falls, WI $2.95 mil.
 Creates the future of electricity with innovative distributed energy resource (DER) system
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