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Recent Filings - Secondary Offerings
     
Date Company Location Amount
2017-10-17 KMG Chemicals Inc. Fort Worth, TX N/A
 Manufactures, formulates and globally distributes specialty chemicals
2017-10-16 ADOMANI, Inc. Corona, CA $103.5 mil.
 A provider of advanced zero-emission electric and hybrid vehicles and replacement drivetrains
2017-10-16 Asterias Biotherapeutics, Inc. Menlo Park, CA $10.4 mil.
 A biotechnology company
2017-10-16 Tabula Rasa HealthCare, Inc. Moorestown, NJ $200.0 mil.
 A healthcare technology company
2017-10-16 CUI Global Inc. Tualatin, OR $15.0 mil.
 An electronics platform company.
2017-10-16 Opiant Pharmaceuticals, Inc. Santa Monica, CA $150.0 mil.
 A specialty pharmaceutical company
2017-10-16 Washington Trust Bancorp, Inc. Westerly, RI $150.0 mil.
 A publicly-owned registered bank holding company and financial holding company
2017-10-16 Athersys, Inc. Cleveland, OH $75.0 mil.
 Is a biopharmaceutical company.
2017-10-13 Five Oaks Investment Corp. New York, NY $50.0 mil.
 Focuses on investing in, financing and managing a leveraged portfolio of Agency and Non-Agency residential mortgage-backed secur
2017-10-13 Synlogic, Inc. Cambridge, MA $200.0 mil.
 A clinical-stage biopharmaceutical company
2017-10-13 Albireo Pharma, Inc. Boston, MA $125.0 mil.
 A specialty pharmaceutical company.
2017-10-13 Lipocine Inc. Salt Lake City, UT $150.0 mil.
 A specialty pharmaceutical company
2017-10-13 Catabasis Pharmaceuticals, Inc. Cambridge, MA $10.0 mil.
 A clinical-stage biopharmaceutical company
2017-10-12 BioTime Inc. Alameda, CA $25.0 mil.
 A biotechnology company focused on the emerging field of regenerative medicine.
2017-10-12 CatchMark Timber Trust, Inc. Norcross, GA $600.0 mil.
 A real estate company
2017-10-12 Endocyte Inc. West Lafayette, IN $150.0 mil.
 A bio-pharmaceutical company.
2017-10-12 Ellington Residential Mortgage REIT Old Greenwich, CT $500.0 mil.
 A real estate investment trust
2017-10-11 Protagonist Therapeutics, Inc. Milpitas, CA $60.0 mil.
 A clinical-stage biopharmaceutical company
2017-10-11 Kandi Technologies Corp. Jinhua,Zhejiang Province, CHINA $300.0 mil.
 Designs, develops, manufactures and commercializes EV products.
2017-10-11 AzurRx BioPharma, Inc. Brooklyn, NY $10.0 mil.
 Engages in the research and development of non-systemic biologics for the treatment of patients with gastrointestinal disorders.
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